10 Sure-Fire Ways to Undermine Compliance

Compliance written and surrounded by icons

Compliance can feel like a necessary evil in contact centres – with endless scripts and checklists being a source of frustration for agents and managers alike.

Sadly, many things only make the situation worse! That’s why we’ve spoken to contact centre experts to pull together some of the biggest compliance mistakes out there right now – so you can do your utmost to avoid them!

1. Moan About Compliance in Front of Your Agents

One of the worst mistakes leaders can make is to openly complain about compliance in front of their team.

A positive attitude is everything here! If you always treat compliance as a headache and, as a leader, go into it thinking it’s painful, you’re already setting your people up to resist it rather than engage with it.

This can have a negative impact on your team – leading to disengagement, mistakes, and a tick-box mentality. Agents can even end up feeling that rules are arbitrary and not worth following.

So, remember to always lead with a publicly positive outlook!

2. Delay Feedback Until It’s No Longer Useful

Delayed feedback is another trap that can set you up to fail!

Alex McConville, author of ‘Diary of a Call Centre Manager’
Alex McConville

“If you only review one call from last month and tell the agent they missed a point, it’s demoralizing. Feedback needs to be real-time, targeted, and relevant to the patterns we see, not isolated criticism.

Otherwise, compliance becomes punitive, not helpful.”Alex McConville, Contact Centre Consultant and author of ‘Diary of a Call Centre Manager’

After all, any QA that is disconnected from the agent’s daily experience typically leads to resentment and disengagement. Instead, feedback should be timely, supported by technology, and linked to actionable guidance.

If you want advice on creating better relationships between quality and frontline teams, read our article: How to Unite Your QA and Frontline Teams

3. Expect a One-Off Training Module to Get the Job Done

Siloed compliance modules are often ineffective. Instead, training should be contextual, showing how rules intersect with daily tasks, systems, and customer interactions.

Quite frankly, if agents can’t see how it applies to their day-to-day work, it becomes irrelevant, and people ignore it – resulting in knowledge gaps that lead to errors or inconsistent application.

4. Ignore How the Information Lands With Your Customers

Never forget that compliance is not just about internal rules – it’s about how customers experience these interactions and absorb this critical information too!

Martin Teasdale, Founder & Host of Get out of Wrap
Martin Teasdale

“You can have all the compliance processes in the world, but if the customer doesn’t understand it, it fails!

So make sure your agents know that their job isn’t just to follow the script but to make sure the message is heard and understood by the customer too.”Martin Teasdale, Founder of the Team Leader Community

Ignoring this link can make compliance feel mechanical and impersonal. Agents need to see the human side, otherwise both service and regulatory adherence suffer.

5. Leave Agents to “Just Get on With It”

Be mindful of the dangers of expecting agents to juggle multiple systems, scripts, and compliance steps without support.

When agents are already under a lot of pressure, expecting them to “just get on with it” sets everyone up to fail.

Agents can really struggle to remember everything, especially when handling vulnerable or upset customers, and this can even lead to burnout – so make sure you’re giving them the tools and emotional support they need to succeed.

If you want to help your contact centre leaders better support their teams, read our article: How to Limit Agent Burnout With Empathy-Led Leadership

6. Create Unnecessary Obstacles for Your Team

Stop assuming compliance requirements are universal and static. It’s a recipe for disaster!

Nate Brown, Senior Co-Founder of CX Accelerator
Nate Brown

“Every industry and every process has nuances. What works in one context might not work in another, so if you don’t assess what’s truly necessary versus what’s just habitual or outdated, you risk creating unnecessary obstacles for your team and making it all much harder than it needs to be.”Nate Brown, Co-Founder and Executive Director of CX Accelerator

Ultimately, these assumptions waste effort, slow operations, and create frustration amongst agents who typically know better – so regularly review what you actually need to do to stay as agile as possible.

7. Leave Legal and Compliance Teams Out of the Conversation

Invest time in collaboration too!

A lot of people treat legal and compliance teams as untouchable – but if you leave them out of the design process, you’ll create friction later. Engage them early, involve them in redesigning processes, and work together on realistic, efficient compliance methods.

Processes designed in isolation may meet rules on paper but fail in practice. Collaboration ensures that compliance is achievable, realistic, and aligned with both regulatory and operational goals.

8. Constantly Chase Perfection

Stop chasing 100% perfection, every time!

Michel Stevens, Customer Experience Master (CXM)
Michel Stevens

“Some managers think we need to plug every loophole and make processes airtight. But in reality, customers and claims are unpredictable, and agents are human.

Trying to be perfect all the time is a trap – it just leads to stress and unrealistic expectations.”Michel Stevens, Customer Experience Master

While compliance is important, obsessing over perfect adherence can stifle creativity, slow down processes, and increase the risk of mistakes. Accepting that compliance can be smartly managed, rather than perfectly controlled, is key.

9. Rigidly Adhere to the “Old Ways”

Are you doing things the way they’ve always been done?

If you leave your processes as they’ve always been, you’ll never understand what’s critical, what’s nice to have, or what’s just added fluff. So start from the ground up, involve all teams, and rethink how compliance works in practice.

Rigid adherence to legacy methods wastes time, reduces engagement, and leads to inefficiency. Challenging the status quo is essential for making compliance effective without being a headache!

If you do want to make big changes and want tips and advice to get buy-in and take everyone on the journey, read our article: How to Manage Big Changes Well in the Contact Centre

10. Only Look Internally for Solutions

Also, be mindful that you don’t get so stuck in your ways that you never look beyond your internal bubble to see what best practice looks like elsewhere and how technology is evolving.

Of course, back in the day, there was little choice but to monitor three calls per agent per week. That was fine enough for the time, but now, with AI and analytics, it’s possible to scan thousands of calls and identify issues without burning out the team. Quite frankly, not using these tools is a missed opportunity.

So be sure to keep an ear to the ground, watch webinars, or even delegate some of this task to your team to keep an eye out and report back – as it can all help to keep your processes and tech stay current for the long term.

★★★★★

It Really Is Possible to Remove Friction from Compliance Practices

As the experts revealed, there are lots of mistakes that are all too easy to make in compliance. But when these are known and avoided, compliance can become a tool for efficiency, confidence, and customer trust – rather than the dreaded headache it often seems to be.

What’s Been Your Experience With Compliance?

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With thanks to the following people for sharing their thoughts for this article:

For advice on other ways to improve your contact centre operations, read these articles next:

Author
Megan Jones

Megan Jones, Editor, Call Centre Helper

Megan interviews inspiring people across the contact centre industry to capture these amazing voices and turn them into best practice articles – covering all elements of what it takes to deliver truly outstanding employee and customer experiences.

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Reviewed by: Jo Robinson

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